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Investor Protection
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Rights & Obligation of Investor
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The right to get...
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- The best price
- Proof of price/brokerage charged
- Your money/shares on time
- Shares through auction where delivery is not received
- Square up amount where delivery not received in auction
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The Obligation to...
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- Sign a proper Member-Constituent Agreement
- Possess a valid contract or purchase/sale note
- Deliver securities with valid documents and proper signatures
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The right for redressal against...
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- Fraudulent price
- Unfair brokerage
- Delays in receipt of money or shares
- Investor unfriendly companies
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The obligation to ensure...
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- To make payment on time
- To Deliver shares on time
- To send securities for transfer to the company on time
- Forwarding all the papers received from the company under objections to the broker on time
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